Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam |
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Table of Contents |
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Title |
Outline section covered |
Hours |
Min |
Sec |
Lesson 1 Introduction to the securities industries essentials podcast |
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23 |
13 |
Lesson 2 Common Stock |
2.1.1 |
|
35 |
20 |
Lesson 3 Preferred Stock |
2.1.1 |
|
22 |
6 |
Lesson 4 Special Securities |
2.1.1 |
|
14 |
30 |
Lesson 5 Fixed Income Part 1 |
2.1.2 |
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23 |
18 |
Lesson 6 Fixed Income Part 2 |
2.1.2 |
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41 |
22 |
Lesson 7 Fixed Income Part 3 |
2.1.2 |
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40 |
33 |
Lesson 8 Municipal Debt Fixed Income Part 4 |
2.1.2 |
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37 |
37 |
Lesson 9 Money Markets Fixed Income Part 5 |
2.1.2 |
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20 |
38 |
Lesson 10 CDS-ARS-SP Fixed Income Part 6 |
2.1.2 |
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27 |
26 |
Lesson 11 Options Part 1 |
2.1.3 |
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24 |
24 |
Lesson 12 Options Part 2 |
2.1.3 |
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21 |
2 |
Lesson 13 Options Part 3 |
2.1.3 |
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18 |
27 |
Lesson 14 Options Part 4 |
2.1.3 |
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20 |
37 |
Lesson 15 Options Part 4 |
2.1.3 |
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30 |
2 |
Lesson 16 Options Part 4 |
2.1.3 |
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23 |
46 |
Lesson 17 Investment Company Act of 1940 |
1.4.0 |
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12 |
8 |
Lesson 18 Mutual Funds Part 1 |
2.1.4 |
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28 |
54 |
Lesson 19 Mutual Funds Part 2 |
2.1.4 |
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22 |
25 |
Lesson 20 Mutual Funds Part 3 |
2.1.4 |
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29 |
17 |
Lesson 21 Unit Investment Trusts |
2.1.4 |
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27 |
1 |
Lesson 22 Annuities |
2.1.4 |
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23 |
32 |
Lesson 23 Securities Act of 1933 |
1.0.0 |
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26 |
45 |
Lesson 24 Securities and Exchange Act of 1934 |
1.0.0 |
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32 |
28 |
Lesson 25 Sarbanes-Oxley Act, Blue Sky Laws etc. |
1.0.0, 2.0.0, 3.0.0 |
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28 |
3 |
Lesson 26 FINRA Rules pt 1 |
3.0.0 |
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30 |
19 |
Lesson 27 FINRA Rules pt 2 |
3.0.0 |
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28 |
41 |
Lesson 28 Municipal Securities Rule making Board Rules MSRB |
2.0.0, 3.0.0 |
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38 |
31 |
Lesson 29 Securities Trading Markets part 1 |
1.2.0 |
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28 |
21 |
Lesson 30 Securities Trading Markets part 2 |
1.2.0 |
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23 |
1 |
Lesson 31 Securities Trading Markets part 3 |
1.0.0, 1.2.0 |
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28 |
54 |
Lesson 32 Securities Trading Markets part 4 |
1.0.0, 1.2.0 |
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35 |
21 |
Lesson 33 Securities Trading Markets part 5 |
1.0.0, 1.2.0 |
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18 |
51 |
Lesson 34 Stock Fundamental Analysis pt. 1, Balance Sheet pt. 1 |
1.0.0, 1.3.2 |
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29 |
20 |
Lesson 35 Stock Fundamental Analysis pt. 2, Balance Sheet pt. 2 |
1.0.0, 1.3.2 |
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25 |
33 |
Lesson 36 Stock Fundamental Analysis pt. 3, Balance Sheet pt. 3 |
1.0.0, 1.3.2 |
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36 |
17 |
Lesson 37 Stock Fundamental Analysis pt 4, Income Statement part 1 |
1.0.0, 1.3.2 |
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32 |
32 |
Lesson 38 Stock Fundamental Analysis pt 5, Income Statement part 2 |
1.0.0, 1.3.2 |
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32 |
55 |
Lesson 39 Stock Fundamental Analysis pt 6, Income Statement part 3 |
1.0.0, 1.3.2 |
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28 |
33 |
Lesson 40 Stock Fundamental Analysis pt 7, Cash Flow Statement pt 1 |
1.0.0, 1.3.2 |
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16 |
8 |
Lesson 41 Stock Fundamental Analysis pt 8, Cash Flow Statement pt 2 |
1.0.0, 1.3.2 |
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23 |
29 |
Lesson 42 Stock Fundamental Analysis pt 9, Discounted Cash Flow |
1.0.0, 1.3.2 |
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13 |
30 |
Lesson 43 Stock Fundamental Analysis pt 10, Ratio Analysis |
1.0.0, 1.3.2 |
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14 |
49 |
Lesson 44 Technical Analysis |
2.0.0 |
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19 |
4 |
Lesson 45 Macro Economic Analysis |
1.3.0 |
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38 |
49 |
Lesson 46 Macro Economic and Portfolio Analysis |
3.2.1 |
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34 |
44 |
Lesson 47 Margins pt.1 |
3.2.1 |
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27 |
6 |
Lesson 48 Margins pt.2 |
3.2.1 |
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7 |
32 |
Lesson 49 SMA |
3.2.1 |
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15 |
21 |
Lesson 50 Underwriting |
1.4.0 |
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39 |
46 |
Lesson 51 REITS |
2.1.7 |
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20 |
47 |
Lesson 52 Partnerships |
2.1.6 |
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31 |
52 |
Lesson 53 FINRA Rules Review |
1.0.0, 3.0.0 |
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27 |
14 |
Lesson 54 Yield Curve, Balance of Payments, Exchange Rates, Risk |
1.3.3, 2.2.0, 2.1.0 |
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32 |
10 |
Lesson 55 Product Specific Investment Risks |
2.0.0 |
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13 |
13 |
Lesson 56 529 Plans Local Government Investment Oiils ABLE accounts |
2.1.5 |
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14 |
25 |
Lesson 57 ETF and ETN, Stock Dividends Corporate Actions |
2.1.9, 3.1.4 |
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21 |
56 |
Lesson 58 Customer accounts and registration AML rules |
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17 |
14 |
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Post Lesson Comments |
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4 |
45 |
SIE Exam Lesson Macrovoices Eurodollar University pt 1 |
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47 |
35 |
SIE Exam Lesson Macrovoices Eurodollar University pt 2 |
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41 |
39 |
SIE Exam Lesson Macrovoices Eurodollar University pt 3 |
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43 |
39 |
SIE Exam Lesson Macrovoices Eurodollar University pt 4 |
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54 |
12 |
SIE Exam Lesson Macrovoices Eurodollar University pt 5 |
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1 |
16 |
9 |
SIE Exam Lesson Macrovoices Eurodollar University pt 6 |
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1 |
9 |
24 |
SIE Exam Lesson Macrovoices Eurodollar University pt 7 |
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1 |
14 |
0 |
SIE Exam Lesson Macrovoices Accredited Investor Academy pt 1 Private Banking |
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1 |
6 |
45 |
SIE Exam Lesson Macrovoices Accredited Investor Academy pt 2 Reinventing yourself |
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46 |
47 |
SIE Exam Lesson Macrovoices Accredited Investor Academy pt 3 Alternative Investment offering terms and fee structures Venture Capital, Private Equity |
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57 |
18 |
SIE Exam Lesson Macrovoices Accredited Investor Academy pt 3a Angel Investing |
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1 |
13 |
37 |
SIE Exam Lesson Macrovoices Accredited Investor Academy pt 4 Hedge Funds, Fund-of-Funds, Managed Commodity Futures and CTAs |
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1 |
5 |
34 |
Total 36 hours 35 Min |
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Lesson Material 25 hours 1 min |
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Bonus Material 11 hours 52 Min |
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Total Course 36 hours 53 Min |
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