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Series 7 Study Guide Lesson 5 Fixed Income Pt. 1

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Podcast: Play in new window | Download (Duration: 29:15 — 20.2MB)Subscribe: Email | RSS | MoreSeries 7 Study Guide Lesson 5 This is  Series 7 Study Guide Lesson 5 the first episode covering fixed income investments. They are different from equities. I’ve always told people that there are only two types of investments in this … Read more

Series 7 Study Guide Lesson 4 Special Securities

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Podcast: Play in new window | Download (Duration: 19:36 — 13.5MB)Subscribe: Email | RSS | MoreSeries 7 Study Guide Lesson 4 In this Series 7 Study Guide Lesson 4 we’ll be talking about some different types of securities which are called special securities in financial listings. These include warrants, rights, which we’ve talked about a … Read more

Series 7 Study Guide Lesson 3 Preferred Stocks

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Podcast: Play in new window | Download (Duration: 27:59 — 19.3MB)Subscribe: Email | RSS | MoreSeries 7 Study Guide Lesson 3 This is the Series 7 Study Guide Lesson 3, in this episode were going to talk about preferred stock. This is a little different than common stock because it has a par value that … Read more

Series 7 Study Guide Lesson 2 Common Stocks

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Podcast: Play in new window | Download (Duration: 40:53 — 28.1MB)Subscribe: Email | RSS | MoreSeries 7 Study Guide Lesson 2 This is series 7 study guide lesson 2 and this is the first episode where were going to really get into the meat and potatoes of the basics of the securities industry and securities. … Read more

Series 7 Study Guide Lesson 1 Introduction

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Podcast: Play in new window | Download (Duration: 16:03 — 11.1MB)Subscribe: Email | RSS | MoreSeries 7 Study Guide Lesson 1 This is the Series 7 Study Guide lesson 1 audio lessons for the FINRA Series 7 Exam, Third Edition. In this Series 7 Study Guide Lesson 1, we’re going to be talking about an … Read more

Series 7 Study Guide Options Lesson 1 repost

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Podcast: Play in new window | Download (Duration: 21:55 — 10.2MB)Subscribe: Email | RSS | MoreThis is a repost of the first lesson in the series of lessons on options. The full course is available at https://www.series7podcast.com

Insurance Exam Audio Lessons Review pt 1

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Podcast: Play in new window | Download (Duration: 23:49 — 16.4MB)Subscribe: Email | RSS | MoreInsurance Exam audio Lessons Review pt 1 This is Insurance Exam audio Lessons Review pt 1 of 4 review lessons in the full audio course. To prepare for the exam you should make sure that you listen to all of … Read more

New Regular Way Settlement T+2

As a series 7 student there are some changes to the Series 7 Study Guide involving regular way settlement of trades. On September 5, 2017 settlement on regular way trades change from trade date +3 days to trade date +2 days. https://www.sec.gov/news/press-release/2017-68-0 Also some regulations have changed. These changes have necessitated that I update some … Read more